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HERITAGE WEALTH MANAGEMENT, INC.
CRD 316956 · SEC 801-122719
11440 W. BERNARDO CT., STE 390, SAN DIEGO, CA, 92127, United States
Phone
858-613-9191
Fax
858-613-9222
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$643.4M
Discretionary AUM
$643.4M
Team
13 total employees; 7 advisory reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges; Fixed fees; Performance-based fees
Org form
Corporation
Filing date
2026-03-18
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 103 | $50.6M |
| High net worth individuals | 121 | $305.1M |
| Pooled investment vehicles | 8 | $209.6M |
| Charitable organizations | 1 | $19.9M |
| Insurance companies | 1 | $41.5M |
| Corporations/business entities | 1 | $16.7M |
States served
CA, NE, UT, TX
All web addresses on file
Official SEC filing: View on IAPD