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BWS INVESTMENT MANAGEMENT, LLC
CRD 316686
13100 WORTHAM CENTER DR, THIRD FLOOR, HOUSTON, TX, 77065, United States
Phone
832-534-3516
Fax
—
Registration
— (—)
Source
State registered
Total AUM
$64.0M
Discretionary AUM
$64.0M
Team
5 total employees; 2 advisory reps
Clients
0
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-03-19
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 320 | $44.0M |
| High net worth individuals | 4 | $10.0M |
| Pension/profit sharing plans | 30 | $10.0M |
Official SEC filing: View on IAPD