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LAKE AVENUE FINANCIAL LLC

CRD 315746 · SEC 801-122031

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301 N LAKE AVE, SUITE 830, PASADENA, CA, 91101, United States

Phone

626-689-2012

Fax

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$154.7M

Discretionary AUM

$154.7M

Team

5 total employees; 3 advisory reps; 6 broker-dealer reps

Clients

11-25

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-03-23

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisers

Client types

TypeClientsAUM
Individuals257$64.6M
High net worth individuals36$79.9M
Banking/thrift institutions1$10.3M

States served

CA, NV, WA, TX

All web addresses on file

Official SEC filing: View on IAPD