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SHOCKMAN FINANCIAL
SHOCKMAN FINANCIAL COMPANIES LLC
CRD 315529
2505 N UNIVERSITY DR, SUITE 201, FARGO, ND, 58102, United States
Phone
701-941-2134
Fax
—
Registration
— (—)
Source
State registered
Total AUM
$35.9M
Discretionary AUM
$35.9M
Team
2 total employees; 1 advisory reps
Clients
1-10
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-01-20
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 105 | $15.1M |
| High net worth individuals | 16 | $20.9M |
All web addresses on file
Official SEC filing: View on IAPD