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ALPHA OMEGA FINANCIAL
ALPHA OMEGA FINANCIAL ADVISORY, INC.
CRD 314289 · SEC 801-121214
DE, United States
Phone
410-592-8936
Fax
443-203-3113
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$187.0M
Discretionary AUM
$187.0M
Team
2 total employees; 1 advisory reps
Clients
11-25
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-02-09
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 40 | $17.6M |
| High net worth individuals | 46 | $168.3M |
| Charitable organizations | 1 | $1.1M |
States served
DE, MD, NY, NC, PA, VA, TX, FL
Official SEC filing: View on IAPD