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SIERRA OCEAN, LLC
CRD 313829 · SEC 801-121123
521 N WILMA AVENUE, SUITE C, RIPON, CA, 95366, United States
Phone
209-232-7100
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$544.6M
Discretionary AUM
$206.5M
Team
3 total employees; 3 advisory reps
Clients
51-100
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-26
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 81 | $40.1M |
| High net worth individuals | 74 | $242.2M |
| Pension/profit sharing plans | 26 | $234.6M |
States served
CA
All web addresses on file
Official SEC filing: View on IAPD