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CAF INVESTMENTS LLC
CRD 313629
AVENIDA ESMERALDA #5, SECOND FLOOR, GUAYNABO, PR, 00969, United States
Phone
(787) 206-1637
Fax
—
Registration
— (—)
Source
State registered
Total AUM
$40.5M
Discretionary AUM
$40.5M
Team
7 total employees; 6 advisory reps; 28 broker-dealer reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-26
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 387 | $27.6M |
| High net worth individuals | 3 | $3.6M |
| Pooled investment vehicles | 1 | $0 |
| Pension/profit sharing plans | 30 | $4.6M |
| Corporations/business entities | 16 | $3.1M |
All web addresses on file
Official SEC filing: View on IAPD