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CALDERWOOD FINANCIAL STRATEGIES, INC.
CRD 313466 · SEC 801-120801
510 BERING DRIVE, SUITE 540, HOUSTON, TX, 77057, United States
Phone
832-821-2462
Fax
832-538-1107
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$228.5M
Discretionary AUM
$65.5M
Team
5 total employees; 3 advisory reps
Clients
—
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-03-09
Disciplinary history
No
Services
Portfolio management (individuals)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 20 | $4.0M |
| High net worth individuals | 25 | $44.3M |
| Pension/profit sharing plans | 23 | $180.2M |
| Corporations/business entities | 1 | $5K |
States served
LA, TX
All web addresses on file
Official SEC filing: View on IAPD