Falists
← Back to search

PRIVATE FINANCIAL MANAGEMENT LLC

CRD 313167 · SEC 801-129838

Visit website

CA, United States

Phone

(925)254-3790

Fax

—

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$158.7M

Discretionary AUM

$150.2M

Team

1 total employees; 1 advisory reps

Clients

26-50

Fees

Percentage of AUM; Fixed fees; Performance-based fees

Org form

Limited Liability Company

Filing date

2026-06-18

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Pension consulting

Client types

TypeClientsAUM
High net worth individuals29$156.8M
Pooled investment vehicles2$1.8M

States served

CA, TX

All web addresses on file

Official SEC filing: View on IAPD