UPBEAT FINANCIAL
UPBEAT FINANCIAL INCORPORATED
CRD 312754
Large incorporated asset manager or corporate group — typically not a local adviser team.
United States
Registration
— (—)
Source
State registered
Total AUM
$20.2M
Discretionary AUM
$0
Team
1 total employees; 1 advisory reps; 14 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-02-19
Disciplinary history
No
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Services
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 80 | $16.3M |
| High net worth individuals | 3 | $3.9M |
All web addresses on file
- https://www.facebook.com/UpbeatFinancial
- https://www.linkedin.com/company/upbeatfinancial
- https://www.instagram.com/upbeat_financial/
- https://open.spotify.com/playlist/7ESrxn0u6wtT2rLxui37Oj
- https://www.upbeatfinancial.com
- https://bsky.app/profile/upbeatfinancial.bsky.social
- https://www.youtube.com/@upbeatfinancial
Official SEC filing: View on IAPD