SOUTHWEST INVESTMENT ADVISORS, INC.

CRD 312685 · SEC 801-120406

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7594 N LA CHOLLA, TUCSON, AZ, 85741, United States

Phone

520-544-2500

Fax

520-544-0499

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$386.9M

Discretionary AUM

$386.9M

Team

5 total employees; 5 advisory reps; 1162 broker-dealer reps

Clients

11-25

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Corporation

Filing date

2026-03-30

Disciplinary history

Services

Financial planningPortfolio management (individuals)

Client types

Type	Clients	AUM
Individuals	931	$163.2M
High net worth individuals	218	$216.4M
Charitable organizations	7	$4.8M
Corporations/business entities	5	$2.5M

States served

AL, AZ, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, MD, MI, MN, NE, NV, NM, NY, NC, ND, OH, OK, OR, PA, SC, TN, UT, VA, WI, WY, MO, WA, TX, CT, FL, SD

All web addresses on file

HTTP://WWW.SIATUCSON.COM
http://southwestinvestmentadvisors.com
HTTPS://WWW.FACEBOOK.COM/SIATUCSON/
https://linkedin.com/company/SIATUCSON

Official SEC filing: View on IAPD