ESSEX ADVISORY

ESSEX ADVISORY LLC

CRD 312140 · SEC 801-120189

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130 DUMONT AV, UNIT 1, BROOKLYN, NY, 11212, United States

Phone

2018503364

Fax

201-500-9777

Registration

— (—)

Source

State registered

Total AUM

$7.8M

Discretionary AUM

$7.8M

Team

2 total employees; 2 advisory reps; 4 broker-dealer reps

Clients

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-01-11

Disciplinary history

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersRETIREMENT PLAN CONSULTING INCLUDING FEE COMPARISON, INVESTMENT OPTIONS, VENDOR ANALYSIS, ETC.

Client types

Type	Clients	AUM
Individuals	2	$224K

All web addresses on file

https://www.linkedin.com/in/prakash-gupta-43a476/
https://essexadvisory.com/

Official SEC filing: View on IAPD