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FINDEC WEALTH SERVICES, INC.
CRD 311949 · SEC 801-120139
1776 W. MARCH LANE, SUITE 190, STOCKTON, CA, 95207, United States
Phone
209-957-7413
Fax
209-957-1516
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$627.9M
Discretionary AUM
$627.9M
Team
5 total employees; 3 advisory reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-03-23
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 306 | $54.6M |
| High net worth individuals | 38 | $65.5M |
| Pension/profit sharing plans | 238 | $490.2M |
| Charitable organizations | 2 | $1.4M |
| State/municipal entities | 11 | $15.7M |
| Corporations/business entities | 2 | $493K |
States served
AZ, CA, CO, ID, IL, LA, NE, NV, OR, WA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD