RBC CAPITAL MARKETS, LLC

CRD 31194 · SEC 801-13059

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200 VESEY ST., NEW YORK, NY, 10281, United States

Phone

212-858-7000

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$310.43B

Discretionary AUM

$235.35B

Team

8781 total employees; 5908 advisory reps; 1893 broker-dealer reps

Clients

51-100

Fees

Percentage of AUM; Fixed fees

Org form

Limited Liability Company

Filing date

2026-05-29

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminarsSERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS

Client types

Type	Clients	AUM
Individuals	263588	$182.25B
High net worth individuals	12350	$98.50B
Banking/thrift institutions	7	$55.6M
Pooled investment vehicles	17	$651.5M
Pension/profit sharing plans	2335	$2.67B
Charitable organizations	2222	$10.80B
State/municipal entities	215	$1.24B
Insurance companies	105	$445.3M
Corporations/business entities	3071	$13.82B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD