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SEASONS OF ADVICE WEALTH MANAGEMENT
SOA WEALTH ADVISORS, LLC
CRD 310448 · SEC 801-119603
120 WEST 45TH STREET, NEW YORK, NY, 10036, United States
Phone
212-977-3111
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.22B
Discretionary AUM
$1.15B
Team
20 total employees; 12 advisory reps; 40 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Fixed fees; REVENUE SHARING WITH OUR AFFILIATE, FOCUS RISK SOLUTIONS.
Org form
Limited Liability Company
Filing date
2026-03-30
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)INSURANCE, CREDIT AND CASH MANAGEMENT SOLUTIONS.
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 523 | $164.3M |
| High net worth individuals | 368 | $1.05B |
States served
VT, AZ, CA, CO, DC, IL, IN, MD, MA, MN, NJ, NY, NC, OH, OR, PA, SC, TX, NH, CT, FL
All web addresses on file
- http://www.soaplanning.com
- HTTP://WWW.SOAWEALTH.COM
- https://twitter.com/SOAWealth
- https://www.instagram.com/soawealth/
- https://www.linkedin.com/company/seasons-of-advice-wealth-management-llc
- https://www.focusfinancialpartners.com
- https://www.linkedin.com/company/focus-financial-partners/
- https://www.facebook.com/soawealth
- https://twitter.com/focusfinancial
Official SEC filing: View on IAPD