Falists
← Back to search

ROUNDSHIELD ADVISORS (UK) LIMITED

CRD 310267 · SEC 802-119375

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

2 FOUBERT'S PLACE, 200-206 REGENT STREET, LONDON, LONDON, W1F 7PA, United Kingdom

Registration

ERA (ACTIVE)

Source

SEC registered

Total AUM

Discretionary AUM

Team

Clients

Fees

Org form

Corporation

Filing date

2026-06-16

Disciplinary history

No

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Official SEC filing: View on IAPD