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TAO FINANCIAL

TAO FINANCIAL INC.

CRD 310134

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

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United States

Registration

— (—)

Source

State registered

Total AUM

$15.8M

Discretionary AUM

$12.5M

Team

1 total employees; 1 advisory reps; 29 broker-dealer reps

Clients

26-50

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Corporation

Filing date

2026-02-20

Disciplinary history

No

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Services

Financial planningPortfolio management (individuals)Pension consultingSelection of other advisersEducational seminars

Client types

TypeClientsAUM
Individuals63$10.7M
High net worth individuals10$3.5M
Pension/profit sharing plans19$1.6M

All web addresses on file

Official SEC filing: View on IAPD