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NW ADVISORY

CRD 309480

Advisory firmLLC

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

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United States

Registration

— (—)

Source

State registered

Total AUM

$75.4M

Discretionary AUM

$75.4M

Team

2 total employees; 2 advisory reps

Clients

51-100

Fees

Percentage of AUM; Hourly charges; Fixed fees; INSURANCE SALES/RENEWALS/ESTATE PLANNING ASSISTANCE

Org form

Limited Liability Company

Filing date

2026-04-15

Disciplinary history

No

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  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

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Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingEducational seminarsINSURANCE ADVICE & ESTATE PLANNING ASSISTANCE

Client types

TypeClientsAUM
High net worth individuals261$74.7M
Pension/profit sharing plans1$168K
Corporations/business entities3$537K

All web addresses on file

Official SEC filing: View on IAPD