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RICKETTS FINANCIAL, LLC
CRD 309381 · SEC 801-118963
4360 BROWNSBORO ROAD, SUITE 115, LOUISVILLE, KY, 40207, United States
Phone
(502) 396-4055
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$314.0M
Discretionary AUM
$309.3M
Team
3 total employees; 1 advisory reps
Clients
1-10
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-26
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 66 | $13.9M |
| High net worth individuals | 49 | $295.4M |
States served
KY, TN, TX, FL
All web addresses on file
Official SEC filing: View on IAPD