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WINDFALL ADVISORS, LLC

CRD 309261

Visit website

620 NEWPORT CENTER DR., SUITE 1100, NEWPORT BEACH, CA, 92660, United States

Phone

(949) 205-7002

Fax

N/A

Registration

— (—)

Source

State registered

Total AUM

$40.0M

Discretionary AUM

$40.0M

Team

2 total employees; 1 advisory reps

Clients

1-10

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-05-21

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Pension consultingCORPORATE RETIREMENT PLAN

Client types

TypeClientsAUM
Individuals6$1.6M
High net worth individuals34$38.4M

All web addresses on file

Official SEC filing: View on IAPD