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MASON & ASSOCIATES, LLC
CRD 307206 · SEC 801-119343
2 BAYPORT WAY, SUITE 110, NEWPORT NEWS, VA, 23606, United States
Phone
(757) 223-9898
Fax
(757) 223-9990
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$471.4M
Discretionary AUM
$471.4M
Team
11 total employees; 7 advisory reps; 8 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-06-01
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 242 | $146.4M |
| High net worth individuals | 172 | $325.0M |
States served
CA, CO, NC, SC, VA, TX, NH, FL
All web addresses on file
- https://www.linkedin.com/company/mason-&-associates-llc/
- https://www.masonllc.net/
- https://www.facebook.com/MasonandAssociatesLLC
- https://www.youtube.com/@fedemployeefinancialplanning
- https://federalemployeefinancialplanning.com/
- https://www.instagram.com/fedemployeefinancialplanning/
- https://www.linkedin.com/in/johnmasoncfp/
Official SEC filing: View on IAPD