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CAPRICE CAPITAL PARTNERS, LLC

CRD 307048 · SEC 801-118661

Advisory firmLLC

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

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CA, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$123.2M

Discretionary AUM

$82.7M

Team

5 total employees; 3 advisory reps

Clients

Fees

Percentage of AUM; Performance-based fees; LOAN ADMINISTRATION FEES/LEAD ARRANGER FEES

Org form

Limited Liability Company

Filing date

2026-03-31

Disciplinary history

No

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  • SEC IAPD

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  • FINRA BrokerCheck

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Services

Portfolio management (pooled vehicles)Portfolio management (institutions)

Client types

TypeClientsAUM
Pooled investment vehicles2$82.7M

States served

CA, TN, CT

All web addresses on file

Official SEC filing: View on IAPD