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ROMAN RETIREMENT PLANNING, LLC
CRD 306871
35C SOUTH STREET, MASHPEE, MA, 02649, United States
Phone
(774) 602-5196
Fax
(774) 602-5197
Registration
— (—)
Source
State registered
Total AUM
$66.4M
Discretionary AUM
$66.0M
Team
3 total employees; 2 advisory reps; 4 broker-dealer reps
Clients
51-100
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-20
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisersPublication of periodicalsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 131 | $34.4M |
| High net worth individuals | 19 | $31.7M |
| Pension/profit sharing plans | 1 | $338K |
All web addresses on file
Official SEC filing: View on IAPD