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CORE ADVISORY GROUP
CORE COMPLIANCE GROUP, LLC
CRD 306661 · SEC 801-122934
744 ARDEN LANE, SUITE 175, ROCK HILL, SC, 29732, United States
Phone
803-323-8706
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$338.4M
Discretionary AUM
$338.4M
Team
9 total employees; 9 advisory reps; 14 broker-dealer reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-02
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 873 | $132.1M |
| High net worth individuals | 268 | $199.7M |
| Pension/profit sharing plans | 1 | $47K |
| Charitable organizations | 5 | $3.4M |
| Corporations/business entities | 16 | $3.1M |
States served
MS, NY, NC, PA, SC, VA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD