OPTIMA CAPITAL MANAGEMENT

OPTIMA CAPITAL MANAGEMENT LLC

CRD 306036 · SEC 801-131999

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222 S MILL AVE, STE 800, TEMPE, AZ, 85281, United States

Phone

480-757-9052

Fax

480-463-4567

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$150.3M

Discretionary AUM

$150.3M

Team

4 total employees; 4 advisory reps; 6 broker-dealer reps

Clients

101-250

Fees

Percentage of AUM

Org form

Limited Liability Company

Filing date

2026-04-22

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminars

Client types

Type	Clients	AUM
Individuals	179	$59.9M
High net worth individuals	36	$70.4M

States served

AZ, CA, CO, IL, IN, KS, KY, LA, MN, NE, NJ, NY, NC, OH, OK, UT, WI, MO, WA, TX, NH, FL

All web addresses on file

https://www.facebook.com/optimacapitalmgt
https://www.optimacapitalmgt.com
https://www.linkedin.com/company/optima-capital-management/
https://www.instagram.com/optima_capital_managment/
https://x.com/optima_capital_

Official SEC filing: View on IAPD