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SHERWOOD FINANCIAL MANAGEMENT

SHERWOOD, TRACY L

CRD 305997

Advisory firmSole prop

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

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United States

Registration

— (—)

Source

State registered

Total AUM

$23.9M

Discretionary AUM

$0

Team

1 total employees; 1 advisory reps

Clients

11-25

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Sole Proprietorship

Filing date

2026-03-13

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Selection of other advisers

Client types

TypeClientsAUM
Individuals5$2.0M
High net worth individuals12$21.9M

All web addresses on file

Official SEC filing: View on IAPD