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SWAN CAPITAL
SWAN CAPITAL, LLC
CRD 305793 · SEC 801-127762
AL, United States
Phone
(850) 380-9558
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$351.4M
Discretionary AUM
$351.4M
Team
21 total employees; 6 advisory reps
Clients
101-250
Fees
Percentage of AUM; Fixed fees; Commissions; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-06-09
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (pooled vehicles)Educational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 593 | $126.4M |
| High net worth individuals | 74 | $194.2M |
| Pooled investment vehicles | 4 | $30.8M |
States served
AL, CO, GA, LA, NC, TX, FL
All web addresses on file
Official SEC filing: View on IAPD