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THAYER FINANCIAL, L.L.C.
CRD 304729 · SEC 801-135029
439 4TH STREET SW, HICKORY, NC, 28602, United States
Phone
(828) 569-2785
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$106.4M
Discretionary AUM
$106.4M
Team
3 total employees; 2 advisory reps; 119 broker-dealer reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-02-18
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 72 | $29.3M |
| High net worth individuals | 45 | $72.0M |
| Pension/profit sharing plans | 8 | $4.9M |
States served
NC, TN, WV, TX
All web addresses on file
Official SEC filing: View on IAPD