Falists
← Back to search

PALOS MANAGEMENT INC.

CRD 304309 · SEC 801-116950

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

Visit website

1 PLACE VILLE MARIE, SUITE 1670, MONTREAL, QUEBEC, CA, H3B 2B6, Canada

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$12.1M

Discretionary AUM

$12.1M

Team

18 total employees; 3 advisory reps

Clients

1-10

Fees

Percentage of AUM

Org form

Corporation

Filing date

2026-03-20

Disciplinary history

No

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck →

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau →

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Services

Financial planningPortfolio management (individuals)

Client types

TypeClientsAUM
Individuals8$1.8M

States served

CA, NJ, NY, PR, TX, CT, FL

All web addresses on file

Official SEC filing: View on IAPD