← Back to searchVisit website
RM FINANCIAL SERVICES, LLC
CRD 304297 · SEC 801-120468
362 US ROUTE ONE, FALMOUTH, ME, 04105, United States
Phone
(207) 781-7637
Fax
(207) 781-7639
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$245.4M
Discretionary AUM
$236.7M
Team
4 total employees; 3 advisory reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-23
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 271 | $70.1M |
| High net worth individuals | 119 | $163.6M |
| Pension/profit sharing plans | 5 | $8.7M |
| Charitable organizations | 2 | $732K |
| State/municipal entities | 1 | $717K |
| Corporations/business entities | 4 | $1.6M |
States served
ME, MA, NC, VA, NH, FL
All web addresses on file
Official SEC filing: View on IAPD