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CARTER FINANCIAL GROUP, INC.
CRD 301025 · SEC 801-118263
222 SOUTH COOK STREET, BARRINGTON, IL, 60010, United States
Phone
847-713-2700
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$382.2M
Discretionary AUM
$332.0M
Team
9 total employees; 6 advisory reps
Clients
1-10
Fees
Percentage of AUM; Fixed fees; Commissions
Org form
Corporation
Filing date
2026-03-05
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 777 | $236.5M |
| High net worth individuals | 49 | $136.8M |
States served
AZ, CA, CO, IL, IN, IA, MI, NC, TN, WI, MO, WA, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD