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SIMPLICITY WEALTH

SIMPLICITY WEALTH LLC

CRD 300572 · SEC 801-114798

Visit website

475 SPRINGFIELD AVE., SUITE #1, SUMMIT, NJ, 07901, United States

Phone

844-220-8326

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$4.27B

Discretionary AUM

$4.19B

Team

424 total employees; 190 advisory reps; 26 broker-dealer reps

Clients

26-50

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-04-08

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisersPublication of periodicalsEducational seminars

Client types

TypeClientsAUM
Individuals7811$1.08B
High net worth individuals645$634.6M
Banking/thrift institutions2$44.1M
Other investment advisers36$2.51B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD