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SOUND INVESTMENT MANAGEMENT, LLC
CRD 299859
620 NEWPORT CENTER DRIVE, SUITE 1100, NEWPORT BEACH, CA, 92660, United States
Phone
949-323-7500
Fax
—
Registration
— (—)
Source
State registered
Total AUM
$47.1M
Discretionary AUM
$47.1M
Team
1 total employees; 1 advisory reps
Clients
11-25
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-06
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersCHARITABLE ORGANIZATION PLANNED GIVING CONSULTING SERVICES
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 18 | $10.5M |
| High net worth individuals | 10 | $36.6M |
All web addresses on file
- https://www.facebook.com/SoundWealthDave/
- https://www.youtube.com/@soundwealthdave
- https://x.com/soundwealthdave
- https://soundinvest.us/
- https://www.linkedin.com/company/soundinvestment/
- https://www.linkedin.com/in/soundwealthdave/
- https://www.facebook.com/davidgcarlson1/
- https://www.instagram.com/soundwealthdave/
Official SEC filing: View on IAPD