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SUMMIT FINANCIAL, LLC

CRD 299322 · SEC 801-114377

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4 CAMPUS DRIVE, PARSIPPANY, NJ, 07054, United States

Phone

973-285-3600

Fax

973-285-3690

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$22.47B

Discretionary AUM

$12.24B

Team

490 total employees; 216 advisory reps; 59 broker-dealer reps

Clients

251-500

Fees

Percentage of AUM; Fixed fees

Org form

Limited Liability Company

Filing date

2026-03-17

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers

Client types

TypeClientsAUM
Individuals13243$5.92B
High net worth individuals2417$14.04B
Pension/profit sharing plans452$2.46B
Charitable organizations4$14.6M
Corporations/business entities21$38.2M

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD