Falists
← Back to search

PGM INC.

CRD 299309 · SEC 801-114292

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

1010 DE LA GAUCHETIERE WEST, STE 2010, MONTREAL, QUEBEC, H3B 2N2, Canada

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

—

Discretionary AUM

—

Team

2 total employees; 1 advisory reps

Clients

—

Fees

Fixed fees; Commissions

Org form

Corporation

Filing date

2026-03-26

Disciplinary history

No

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck →

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau →

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Services

TRANSITION MANAGEMENT SERVICES

Official SEC filing: View on IAPD