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CARTER FINANCIAL, LLC

CRD 298327 · SEC 801-117265

Visit website

4225 EXECUTIVE SQUARE, SUITE 1030, LA JOLLA, CA, 92037, United States

Phone

858-678-0579

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$282.3M

Discretionary AUM

$282.3M

Team

3 total employees; 3 advisory reps

Clients

0

Fees

Percentage of AUM; Fixed fees

Org form

Limited Liability Company

Filing date

2026-03-25

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)

Client types

TypeClientsAUM
Individuals71$14.4M
High net worth individuals106$266.6M

States served

CA, CO, TX

All web addresses on file

Official SEC filing: View on IAPD