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KAIZEN FINANCIAL STRATEGIES, LLC

CRD 298248 · SEC 801-114234

Visit website

6700 KOLL CENTER PARKWAY, SUITE 255, PLEASANTON, CA, 94566, United States

Phone

(408) 819-9010

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$287.1M

Discretionary AUM

$285.2M

Team

5 total employees; 5 advisory reps

Clients

0

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-03-03

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consulting

Client types

TypeClientsAUM
Individuals229$143.6M
High net worth individuals55$132.6M

States served

CA, NY, VA, WA, TX

All web addresses on file

Official SEC filing: View on IAPD