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PGI WEALTH MANAGEMENT
PHILIP JAMES WEALTH MANAGEMENT, LLC
CRD 297517 · SEC 801-119808
13680 HIGHWAY 9, SUITE C100, ALPHARETTA, GA, 30004, United States
Phone
(888) 493-9022
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$930.6M
Discretionary AUM
$926.1M
Team
9 total employees; 7 advisory reps
Clients
0
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-05-11
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 304 | $80.0M |
| High net worth individuals | 193 | $806.6M |
States served
AL, AZ, CA, CO, GA, LA, MI, MN, NE, NJ, NY, NC, OR, SC, TN, VA, WI, TX, CT, FL
All web addresses on file
- https://www.linkedin.com/in/nicholas-mcelroy-50820662/
- https://www.linkedin.com/in/katie-m-white-cfp%C2%AE-6612974a/
- https://www.linkedin.com/in/cynthia-hunt-e-a-a-t-a-83596915/
- https://www.linkedin.com/in/ruben-rozental-mba-70b7ab59
- https://www.linkedin.com/in/dustindorhout/
- https://www.linkedin.com/in/ryden-hines-mba-16ba8b11a/
- https://www.linkedin.com/company/34696954/admin/
- HTTPS://WWW.PGIWEALTHMANAGEMENT.COM
Official SEC filing: View on IAPD