Falists
← Back to search

GUARDCAP ASSET MANAGEMENT LIMITED

CRD 297056 · SEC 801-113537

Corporate platformOther (specify)

Large incorporated asset manager or corporate group — typically not a local adviser team.

Visit website

11 CHARLES II STREET, 6TH FLOOR, LONDON, SW1Y 4NS, United Kingdom

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$5.93B

Discretionary AUM

$5.93B

Team

24 total employees; 10 advisory reps; 24 broker-dealer reps

Clients

Fees

Percentage of AUM

Org form

Other (specify)

Filing date

2026-03-31

Disciplinary history

No

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Services

Portfolio management (pooled vehicles)Portfolio management (institutions)

Client types

TypeClientsAUM
Pooled investment vehicles6$5.40B
Other investment advisers24

All web addresses on file

Official SEC filing: View on IAPD