OBERWEIS ASSET MANAGEMENT (HONG KONG) LIMITED
CRD 296901 · SEC 801-113473
Large incorporated asset manager or corporate group — typically not a local adviser team.
ROOM 4402, LEVEL 44, CHAMPION TOWER, THREE GARDEN ROAD, CENTRAL, Hong Kong
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$51.8M
Discretionary AUM
$51.8M
Team
2 total employees; 2 advisory reps
Clients
—
Fees
COST OF SERVICES, PLUS 5% OF THE VALUE OF SUCH COSTS
Org form
Corporation
Filing date
2026-03-31
Disciplinary history
No
Verify reputation
Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.
- SEC IAPD →
Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.
- FINRA BrokerCheck →
FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.
- Better Business Bureau →
Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.
Services
Client types
| Type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $51.8M |
Official SEC filing: View on IAPD