← Back to searchVisit website
CARLSON FINANCIAL
CARLSON & COMPANY FINANCIAL SERVICES, LLC
CRD 295907 · SEC 801-113595
1201 SW OAKLEY AVENUE, TOPEKA, KS, 66604, United States
Phone
(844) 227-5766
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$632.2M
Discretionary AUM
$632.2M
Team
29 total employees; 10 advisory reps
Clients
More than 500
Fees
Percentage of AUM; COMMISSIONS ON INSURANCE PRODUCT SALES
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 924 | $366.7M |
| High net worth individuals | 173 | $265.5M |
States served
AZ, CO, KS, VA, TX
All web addresses on file
Official SEC filing: View on IAPD