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HEARTLAND ADVISORS, INC.

CRD 29433 · SEC 801-19074

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790 N WATER STREET SUITE 1200, MILWAUKEE, WI, 53202, United States

Phone

414-347-7777

Fax

414-347-1339

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$1.92B

Discretionary AUM

$1.92B

Team

26 total employees; 10 advisory reps; 2 broker-dealer reps

Clients

Fees

Percentage of AUM

Org form

Corporation

Filing date

2026-02-26

Disciplinary history

Yes

Services

Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (institutions)

Client types

TypeClientsAUM
Individuals32$21.2M
High net worth individuals48$167.7M
Investment companies3$1.64B
Corporations/business entities7$56.1M

States served

CA, IL, LA, MD, MA, MI, MN, NE, NV, NJ, NY, OH, TN, WI, MO, TX, FL

All web addresses on file

Official SEC filing: View on IAPD