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SOVEREIGN FINANCIAL GROUP, INC.

CRD 294314 · SEC 801-114529

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35 WEST BROAD STREET, SUITE 100, STAMFORD, CT, 06902, United States

Phone

(888) 765-8180

Fax

(888) 765-8195

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$1.08B

Discretionary AUM

$1.06B

Team

31 total employees; 23 advisory reps; 5 broker-dealer reps

Clients

1-10

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Corporation

Filing date

2026-06-05

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers

Client types

TypeClientsAUM
Individuals1006$294.6M
High net worth individuals282$769.0M
Charitable organizations12$13.8M
Corporations/business entities12$2.1M

States served

AZ, CA, CO, DE, GA, IL, LA, ME, MD, MA, MI, NE, NJ, NY, NC, OH, PA, RI, SC, TN, UT, VA, WA, TX, NH, CT, FL

All web addresses on file

Official SEC filing: View on IAPD