EXPAND FINANCIAL GROUP, LLC
CRD 293160 · SEC 801-134940
Large incorporated asset manager or corporate group — typically not a local adviser team.
United States
Registration
— (—)
Source
State registered
Total AUM
$113.5M
Discretionary AUM
$97.2M
Team
11 total employees; 6 advisory reps; 2 broker-dealer reps
Clients
0
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-05-01
Disciplinary history
Yes
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Services
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 232 | $31.4M |
| High net worth individuals | 65 | $70.0M |
| Charitable organizations | 20 | $11.8M |
| Corporations/business entities | 3 | $307K |
All web addresses on file
Official SEC filing: View on IAPD