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BROADWAY WEALTH SOLUTIONS

BROADWAY WEALTH SOLUTIONS, INC.

CRD 291753 · SEC 801-124953

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1177 N.E. LOOP 410, 5TH FLOOR, SAN ANTONIO, TX, 78209, United States

Phone

(210) 283-6600

Fax

(210) 283-6676

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$308.1M

Discretionary AUM

$273.8M

Team

11 total employees; 11 advisory reps

Clients

Fees

Percentage of AUM

Org form

Corporation

Filing date

2026-03-05

Disciplinary history

No

Services

Portfolio management (individuals)Portfolio management (institutions)

Client types

TypeClientsAUM
Individuals723$144.6M
High net worth individuals152$149.3M
Pension/profit sharing plans1$179K
Charitable organizations4$4.2M
Corporations/business entities26$9.7M

States served

CA, TX, NH

All web addresses on file

Official SEC filing: View on IAPD