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ROCKEFELLER CAPITAL MANAGEMENT
ROCKEFELLER FINANCIAL LLC
CRD 291361 · SEC 801-114033
45 ROCKEFELLER PLAZA, FLOOR 5, NEW YORK, NY, 10111, United States
Phone
212-549-5100
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$99.60B
Discretionary AUM
$93.52B
Team
1005 total employees; 815 advisory reps; 223 broker-dealer reps
Clients
11-25
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 32546 | $12.78B |
| High net worth individuals | 15255 | $69.36B |
| Pension/profit sharing plans | 911 | $4.41B |
| Charitable organizations | 275 | $2.40B |
| State/municipal entities | 7 | $275.2M |
| Insurance companies | 3 | $470.8M |
| Corporations/business entities | 1295 | $9.91B |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
- https://www.rockco.com/moldaver-lee-cohen-wealth-partners/
- https://www.rockco.com/linker-hodges-wealth-partners/
- https://www.rockco.com/holmes-robinson-wealth-partners/
- https://www.rockco.com/willis-wealth-partners/
- https://www.rockco.com/legacy-family-wealth/
- https://www.rockco.com/scruggs-wright-wealth-partners/
- https://www.rockco.com/sheehan-wealth-partners/
- https://www.rockco.com/cardwell-wealth-partners/
- https://www.rockco.com/henderson-janus-wealth-partners/
- https://www.rockco.com/bloom-williams-group/
- https://www.rockco.com/quackenbush-panetti-wealth-partners/
- https://www.rockco.com/decision-point-wealth-partners/
- https://www.rockco.com/ladage-smith-garcia-wealth-partners/
- https://www.rockco.com/cassidy-wealth-partners/
- https://www.rockco.com/oryx-legacy-partners/
- https://www.rockco.com/devine-wealth-partners/
- https://www.rockco.com/227-rgfo/
- https://www.rockco.com/oglevee-wealth-partners/
- https://www.rockco.com/tally-mcmanus-maldonado-wealth-partners/
- https://www.rockco.com/ta-wealth-partners/
- https://www.rockco.com/titus-wealth-partners/
- https://www.rockco.com/partners-wealth-group/
- https://www.rockco.com/dimedio-wealth-partners/
- https://www.rockco.com/luechtefeld-wealth-partners/
- https://www.rockco.com/shaffer-wealth-partners/
- https://www.rockco.com/harvan-mckenzie-wealth-partners/
- https://www.rockco.com/bridgeline-wealth-partners/
- https://www.rockco.com/moon-wealth-partners/
- https://www.rockco.com/ginger-private-wealth-partners/
- https://www.rockco.com/axiom-wealth-partners/
- https://www.rockco.com/bergin-dyer/
- https://www.rockco.com/gsr-capital-partners/
- https://www.rockco.com/1657-wealth-partners/
- https://www.rockco.com/lewis-wealth-partners/
- https://www.rockco.com/variant-path-wealth-partners/
- https://www.rockco.com/tate-wealth-partners/
- https://www.rockco.com/white-kramer-wealth-partners/
- https://www.rockco.com/acadia-wealth-partners/
- https://www.rockco.com/pollock-salah-wealth-partners/
- https://www.rockco.com/landau-wealth-partners/
- https://www.rockco.com/wahlberg-wealth-partners/
- https://www.rockco.com/pollard-bryan-carl/
- https://www.rockco.com/venetos-wealth-partners/
- https://www.rockco.com/heritage-wealth-partners/
- https://www.rockco.com/blue-lake-wealth-partners/
- https://www.rockco.com/broderick-mingelgreen-wealth-partners/
- https://www.rockco.com/meyer-demartini-wealth-partners/
- https://www.rockco.com/epperson-wealth-partners/
- https://www.rockco.com/zhang-wealth-partners/
- https://www.rockco.com/rhodes-white-bazan/
- https://www.rockco.com/chase-newman-riordan-wealth-partners/
- https://www.rockco.com/ladner-franz-wealth-partners/
- https://www.rockco.com/rathi-wealth-partners/
- https://www.rockco.com/singh-wealth-partners/
- https://www.rockco.com/myers-wealth-partners/
- https://www.rockco.com/nacca-wealth-partners/
- https://www.rockco.com/lynch-wealth-partners/
- https://www.rockco.com/suskind-ripple-halliwell-wealth-partners/
- https://www.rockco.com/pke-wealth-partners/
- https://www.rockco.com/entrepreneurs-group/
- https://www.rockco.com/horowitz-wealth-partners/
- https://www.rockco.com/moore-wealth-partners/
- https://www.rockco.com/langhorst-wealth-partners/
- https://www.rockco.com/rosenblum-wealth-partners/
- https://www.rockco.com/klody-wealth-partners/
- https://www.rockco.com/picklo-wealth-partners/
- https://www.rockco.com/vu-wealth-partners/
- https://www.rockco.com/saltzman-apgar-swenson-wealth-partners/
- https://www.rockco.com/hon-capital-partners/
- https://www.rockco.com/ulrich-wealth-partners/
- https://www.rockco.com/fiacco-wealth-partners/
- https://www.rockco.com/t3-img/
- https://www.rockco.com/forensic-investment-group/
- https://www.rockco.com/aughenbaugh-wealth-partners/
- https://www.rockco.com/florina-shutin-wealth-partners/
- https://www.rockco.com/e-e-wealth-partners/
- https://www.rockco.com/tidal-wealth-partners/
- https://www.rockco.com/kelly-wealth-partners/
- https://www.rockco.com/bruegman-wealth-partners/
- https://www.rockco.com/dadlani-wealth-partners/
- https://www.youtube.com/channel/UCbbJmcLqOxc9rNZ1MkDuU7w
- https://www.facebook.com/rockefellercapitalmanagement/
- https://www.rockco.com/durrani-wang-wealth-partners/
- https://www.rockco.com/saratogasprings/
- https://www.rockco.com/horton-wealth-partners/
- https://www.rockco.com/zwmg/
- https://www.rockco.com/amsler-laborde-bowman-wealth-partners/
- https://www.rockco.com/mendoza-wealth-partners/
- https://www.rockco.com/selcow-wealth-partners/
- https://www.rockco.com/lien-degrace-wealth-partners/
- https://www.rockco.com/pierattini-golden-wealth-partners/
- https://www.rockco.com/gorin-ressel-wealth-partners/
- https://www.rockco.com/giorgetti-wealth-partners/
- https://www.rockco.com/hayes-wealth-partners/
- https://www.rockco.com/mealey-wealth-partners/
- https://www.rockco.com/nicholson-palomeque-kitchin-dagostino-wealth-partners/
- https://www.rockco.com/zapoleon-wealth-partners/
- https://www.rockco.com/faro-wealth-partners/
- https://www.rockco.com/pontis-wealth-partners/
- https://www.rockco.com/duane-tabor-wealth-partners/
- https://www.rockco.com/hambleton-fieler-wealth-partners/
- https://www.rockco.com/adapt-partners/
- https://www.rockco.com/john-low-wealth-partners/
- https://www.rockco.com/titan-partners/
- https://www.rockco.com/lahoud-wealth-partners/
- https://www.rockco.com/church-verhulst-walsh-wealth-partners/
- https://www.rockco.com/jacobs-dwyer-wealth-partners/
- https://www.rockco.com/tramontano-wealth-partners/
- https://www.rockco.com/atlantic-group/
- https://www.rockco.com/dbt-wealth-partners/
- https://www.rockco.com/monarch-wealth-partners/
- https://www.rockco.com/ucci-wealth-partners/
- https://www.rockco.com/hartford-wealth-partners/
- https://www.rockco.com/ruben-wealth-partners/
- https://www.rockco.com/scarbrough-wealth-partners/
- https://www.rockco.com/landmark-group/
- https://www.rockco.com/richeda-farr-wealth-partners/
- https://www.rockco.com/strategic-wealth-partners/
- https://www.rockco.com/martin-daniels-wealth-partners/
- https://www.rockco.com/montgomery-levin-group/
- https://www.rockco.com/farnsworth-wealth-partners/
- https://www.rockco.com/paget-wealth-partners/
- https://www.rockco.com/young-associates/
- https://www.rockco.com/k-d-wealth-strategies/
- https://www.rockco.com/ryan-epperson-wealth-partners/
- https://www.rockco.com/bruce-dickey-wealth-partners/
- https://www.rockco.com/merlin-wealth-management/
- https://www.rockco.com/mcdavid-wealth-partners/
- https://www.rockco.com/rosenberg-outcalt-wealth-partners/
- https://www.rockco.com/pennington-wealth-partners/
- https://www.rockco.com/harvey-seese-wealth-advisory/
- https://www.rockco.com/hermanson-embleton-wealth-partners/
- https://www.rockco.com/jeter-reich-wealth-partners/
- https://www.rockco.com/sargent/
- https://www.rockco.com/mason-group/
- https://www.rockco.com/colwyn-mendelson-wealth-partners/
- https://www.rockco.com/southeastern-wealth-management-group/
- https://www.rockco.com/fink-mcmahon-chu-group/
- https://www.rockco.com/lusink-wealth-partners/
- https://www.rockco.com/crowley-shemeld-jewayni-green-wealth-partners/
- https://www.rockco.com/bostwick-walters-wealth-partners/
- https://www.rockco.com/moore-langhorst-wealth-partners/
- https://www.rockco.com/claghorn-wealth-partners/
- https://www.rockco.com/hassan-group/
- https://www.rockco.com/theugroup/
- https://www.rockco.com/shelley-wealth-partners/
- https://www.rockco.com/mooney-stanley-wealth-partners/
- https://www.rockco.com/risher-wealth-partners/
- https://www.rockco.com/kennedy-senkbeil-group/
- https://www.rockco.com/maxwell-group/
- https://www.rockco.com/alexander-wealth-partners/
- https://www.rockco.com/rsa-family-wealth/
- https://www.rockco.com/marti-wealth-partners/
- https://www.rockco.com/wallace-maentz-machlovitch-wealth-partners/
- https://www.rockco.com/vios-advisors/
- https://www.rockco.com/siden-fink-wealth-partners/
- https://m.facebook.com/rockefellercapitalmanagement/
- https://mobile.twitter.com/RockCapMgmt
- https://www.linkedin.com/company/rockefeller-capital-management/
- https://instagram.com/rockefellercapitalmanagement?utm_medium=copy_link
- HTTPS://WWW.ROCKCO.COM/
- https://www.rockco.com/bergman-wealth-management-group/
- https://www.rockco.com/cowles-wealth-partners/
- https://www.rockco.com/leach-wealth-partners/
- https://www.rockco.com/jones-connolly-pollock-group/
- https://www.rockco.com/capital-crest-partners/
- https://www.rockco.com/preston-swedlund-turbitt-wealth-partners/
- https://www.rockco.com/ritz-wealth-partners/
- https://www.rockco.com/neil-moore-wealth-partners/
- https://www.rockco.com/holcomb-frey-wealth-partners/
- https://www.rockco.com/dahlander-wolf-wealth-partners/
- https://www.rockco.com/marchetti-porter-wealth-partners/
- https://www.rockco.com/unger-wealth-partners/
- https://www.rockco.com/liberty-wealth-partners/
- https://www.rockco.com/boston/
- https://www.rockco.com/siliconvalley/
Official SEC filing: View on IAPD