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ROCKEFELLER CAPITAL MANAGEMENT

ROCKEFELLER FINANCIAL LLC

CRD 291361 · SEC 801-114033

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45 ROCKEFELLER PLAZA, FLOOR 5, NEW YORK, NY, 10111, United States

Phone

212-549-5100

Fax

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$99.60B

Discretionary AUM

$93.52B

Team

1005 total employees; 815 advisory reps; 223 broker-dealer reps

Clients

11-25

Fees

Percentage of AUM; Fixed fees

Org form

Limited Liability Company

Filing date

2026-03-31

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers

Client types

TypeClientsAUM
Individuals32546$12.78B
High net worth individuals15255$69.36B
Pension/profit sharing plans911$4.41B
Charitable organizations275$2.40B
State/municipal entities7$275.2M
Insurance companies3$470.8M
Corporations/business entities1295$9.91B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD