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PRINCIPLE WEALTH
PRINCIPLE WEALTH PARTNERS LLC
CRD 290180 · SEC 801-111911
48 WALL STREET, MADISON, CT, 06443, United States
Phone
203-318-8892
Fax
203-318-8898
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$3.20B
Discretionary AUM
$3.20B
Team
28 total employees; 22 advisory reps
Clients
More than 500
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-06-17
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 560 | $207.2M |
| High net worth individuals | 613 | $2.81B |
| Pension/profit sharing plans | 20 | $113.1M |
| Corporations/business entities | 17 | $76.0M |
States served
VT, CA, CO, GA, ME, MD, MA, NJ, NY, NC, PA, RI, SC, TN, VA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD