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PROSPERO WEALTH, LLC
CRD 289966 · SEC 801-134848
Advisory firmLLC
Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.
CA, United States
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$110.6M
Discretionary AUM
$110.6M
Team
8 total employees; 7 advisory reps; 24 broker-dealer reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-29
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 38 | $16.0M |
| High net worth individuals | 42 | $74.1M |
| Charitable organizations | 1 | $55K |
| Other investment advisers | 5 | $20.4M |
| Corporations/business entities | 1 | $27K |
States served
CA, OR, WA, TX
All web addresses on file
- https://www.youtube.com/@prosperowealth
- https://www.linkedin.com/in/suhasjoshi2
- https://mike.prosperowealth.com/
- https://www.linkedin.com/in/jacob_tally
- https://medium.com/@jacob_tally
- https://jacobtally.com/
- https://jtally.com/
- https://tinegoba.com/
- https://thinkwellinkwell.com/
- https://x.com/jhtally
- https://capital-we.com/
- https://linkedin.com/in/vrishin
- https://linkedin.com/in/michael-bergines
- https://capitalwe.substack.com/
- https://instagram.com/thecapitalwe
- https://instagram.com/vrishinsta
- https://www.youtube.com/@MoneyCultureStories
- HTTP://PROSPEROWEALTH.COM
- https://concentratedwealth.substack.com/
- https://www.linkedin.com/company/75597088/
- https://x.com/mrefranklin
- https://phildlm.com
- https://linkedin.com/in/phildlm
- https://twitter.com/ProsperoWealth
- https://phildlm.substack.com
Official SEC filing: View on IAPD