← Back to searchVisit website
VALLEY WEALTH STRATEGIES, LLC
CRD 289737 · SEC 801-113081
404 W. PINE STREET, SUITE 6, LODI, CA, 95240, United States
Phone
(209) 366-1264
Fax
(209) 334-4217
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.45B
Discretionary AUM
$448.3M
Team
59 total employees; 26 advisory reps; 63 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-06-01
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 3689 | $870.6M |
| High net worth individuals | 277 | $495.0M |
| Pension/profit sharing plans | 68 | $38.0M |
| Charitable organizations | 16 | $41.7M |
| Corporations/business entities | 5 | $2.5M |
States served
AZ, CA, CO, GA, ID, IL, IN, MA, MN, NV, NM, NY, NC, OR, TN, UT, VA, WA, TX, NH, HI, CT, FL
All web addresses on file
Official SEC filing: View on IAPD