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MATHESON & ROCK WEALTH MANAGEMENT, LLC
CRD 289603 · SEC 801-114867
2322 E. KIMBERLY ROAD,, SUITE 150N, DAVENPORT, IA, 52807, United States
Phone
800-682-3937
Fax
563-355-7640
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$530.0M
Discretionary AUM
$530.0M
Team
3 total employees; 3 advisory reps
Clients
—
Fees
Percentage of AUM; % OF PLAN ASSETS
Org form
Limited Liability Company
Filing date
2026-01-08
Disciplinary history
No
Services
Portfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 265 | $149.0M |
| High net worth individuals | 160 | $335.0M |
| Banking/thrift institutions | 1 | $20.0M |
| Charitable organizations | 2 | $26.0M |
States served
CA, IL, IN, IA, LA, WI, TX, FL
Official SEC filing: View on IAPD